Skip to main content
Home > Team > Tom Hine

Tom Hine

Partner

Tom is a highly experienced financial services lawyer who joined Kemp IT Law in October 2023.

Tom’s practice covers regulatory law – both non-contentious and contentious – and corporate governance. Tom has particular expertise at the intersection of technology and regulatory law, having been in-house as General Counsel of the London Metal Exchange from 2006 until 2023.

Tom has advised exchanges, clearing houses, banks, trading firms, benchmark administrators, data vendors, price reporting agencies and governmental agencies on a wide variety of financial services laws, including the Financial Services & Markets Act, the FCA Handbook, and UK on-shored versions of MiFID II, the Benchmarks Regulation, SFTR, EMIR, the Market Abuse Regulation, the UK and EU Emissions Trading System and crypto-asset regulation. 

Tom is adept at complex drafting, from writing rulebooks for exchanges and clearing houses, to complex regulatory advice. Yet he is also commercial and pragmatic – able to draw on 17 years’ experience in-house, running large teams, projects and budgets, and advising boards – to give sensible, practical advice with an understanding of the issues faced by financial services and technology clients and their in-house legal teams.

Insights

Recent thought leadership from Tom:

DORA – Practical Tips

DORA – Practical Tips

Videos Tech Regulation & Governance
The last in Tom Hine's DORA mini series - in this video he looks at some practical observations on what firms should be doing to…
23/09/2024
DORA – What are the obligations?

DORA – What are the obligations?

Videos Tech Regulation & Governance
This is the third in Tom Hine's mini series on DORA - in this video he looks at what exactly the obligations are which DORA…
18/09/2024
DORA – Who is caught?

DORA – Who is caught?

Videos Tech Regulation & Governance
This is the second in a series of videos from Tom Hine on DORA - in this episode, he looks at which firms are caught…
10/09/2024
Introduction to DORA – What, Why, When?

Introduction to DORA – What, Why, When?

Videos Tech Regulation & Governance
The first in Tom Hine's DORA series which comes into effect on 17 January and will have transformational impact on the European Financial Services industry…
05/09/2024
The FCA’s New Rules of Sustainability Disclosures

The FCA’s New Rules of Sustainability Disclosures

Videos Tech Regulation & Governance
The FCA has announced a package of measures around misleading sustainability-related claims in investment products - Tom Hine takes a look at the key changes…
09/07/2024
Digital transformation
SMCR Enforcement Actions

SMCR Enforcement Actions

Videos Tech Regulation & Governance
What are 'reasonable steps' in the context of the SMCR? Tom Hine explains using two recent cases. https://youtu.be/d4SbQDgRnCQ
15/04/2024
Digital transformation
SMCR Enforcement Actions

SMCR Enforcement Actions

Videos Tech Regulation & Governance
What are 'reasonable steps' in the context of the SMCR? Tom Hine explains using two recent cases. https://youtu.be/d4SbQDgRnCQ
15/04/2024
Privacy and security
Key Themes in Investigations

Key Themes in Investigations

Videos Privacy & Cyber
Working with a variety of clients, opposite several different regulatory authorities, gives us a unique view of the dynamics of the contentious regulatory landscape. Tom…
25/03/2024
Greenwashing and Liability

Greenwashing and Liability

Blogs Tech Regulation & Governance
Introduction With the rapid rise in scrutiny of corporate ESG credentials, greenwashing matters. Claims against corporates for greenwashing are rising exponentially. This article looks at…
26/02/2024
DORA & Operational Resilience – Impact for UK Entities

DORA & Operational Resilience – Impact for UK Entities

Blogs Tech Regulation & Governance
What is DORA? DORA is the “Digital Operational Resilience Act”, a new EU framework aimed at ensuring that financial entities and information and communication technology…
19/12/2023
Digital transformation
ESG Roundup – Latest Developments in Q4 2023

ESG Roundup – Latest Developments in Q4 2023

Blogs Tech Regulation & Governance
This article is the first of a series looking at UK policy and legal developments in relation to environmental, social and governance (ESG) issues. For…
06/12/2023
Benchmarks – what are the FCA worried about?

Benchmarks – what are the FCA worried about?

Blogs Tech Regulation & Governance
Introduction Data is essential to wholesale markets to enable them to function effectively. Data used to settle financial contracts must be reliable, robust and free…
30/11/2023

Subscribe