This is the first in a new mini-series from Richard Kemp on what’s happening along the intersection of specific sector regulation and ICT. In this episode, Richard looks at the recent Regis-TR case in the financial services sector which demonstrates that fines for breaches of regulatory obligations are a real risk and no longer theoretical.
ESMA’s February 2026 Regis-TR Decision
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About the author
Richard has built an outstanding reputation for advice that combines commerciality and client service with innovative legal solutions to the business challenges of technology development, deployment and regulation. As a tech lawyer, Richard is top ranked in Chambers UK 2025, named in Legal 500’s Hall of Fame 2025 and has been recognised by peers in Best Lawyers since 2009.
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